Risk and Compliance Archives

Why COLPs Need to Keep Compliance Policies Up to Date

A firm’s compliance policies can gradually fall behind the way the practice operates. A new service…

Originally published 11 November 2015. Updated 8 October 2026. The idea of an SRA regulatory sandbox…

Originally published 8 July 2014. Updated 8 October 2026. Conveyancing risk management software can help law…

Originally published 28 January 2014. Updated 8 October 2026. SRA fining powers have changed substantially since…

Originally published 15 January 2014. Updated 8 October 2026. COFA payment checks should help establish that…

Does your firm comply through understanding, habit or fear of enforcement? Practical questions for COLPs, COFAs…

Originally published on 12 June 2013. Updated on 8 October 2026. Law firm compliance requires more…

Originally published on 9 June 2013. Updated on 8 October 2026. Law firm matter data can…

Originally published on 9 June 2013. Updated on 8 October 2026. COLP and COFA reporting should…

Originally published on 9 June 2013. Updated on 8 October 2026. Client care and compliance are…